Fairness in Administrative Proceedings: Moving Cases to Federal Court.
This act allows individuals and companies not registered as financial entities to move their cases from administrative proceedings by the Securities and Exchange Commission (SEC) to a federal court. This means citizens who are not financial market professionals can have their cases heard by an independent court, rather than solely by internal SEC bodies.
Key points
Individuals and companies not registered as brokers, investment advisors, or other financial entities can transfer their cases from the SEC to federal court.
This change gives citizens a greater opportunity to defend their rights before an independent court, rather than solely before administrative bodies.
Status:
Expired
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